Shares Information

Oakley Capital Investments Limited is a closed ended company governed by the provisions of the Companies Act 1981 of Bermuda and is listed on AIM. The rights of OCI shareholders may differ from the rights of shareholders of a company incorporated in the UK.

Oakley Capital Investments Limited is not listed on any other exchanges or trading platforms nor has any application been made for any such listing.

Issued Share Capital

As at 30 June 2016 the Company holds 17,108,843 ordinary shares in treasury, therefore the number of ordinary shares in issue less the total number of treasury shares is 189,804,036.

Substantial Shareholders

The shareholders listed below have notified the Company that, at the time they made the notification, their shareholding had exceeded the appropriate disclosure thresholds.

Holder No. of Shares % Holding
Woodford Investment Management 39,443,910 20.78%
Invesco Perpetual 38,154,116 20.10%
Ruffer 35,562,849 18.74%
Sarasin & Partners 18,987,479 10.00%
Fidelity International 10,385,978 5.47%
Henderson Volantis Capital 9,264,881 5.63%
Rathbones 5,379,221 4.88%
The information shown is as at 26 August 2016

The percentage of AIM securities not in public hands as at 26th August 2016 was 72.32%


Restriction on Transfer

The Bye-laws of Oakley Capital Investments Limited (“OCI”) contain provisions relating to the transfer of its shares.

The Board may decline to recognise any instrument of transfer unless a fee of such maximum sum as prescribed in the AIM Rules to be payable, or such lesser sum as the Directors may from time to time require, is paid to OCI in respect thereof; the instrument of transfer, if applicable, is properly stamped; is in respect of one class of share and is lodged at the relevant registration office or registered office or such other place at which the principal register is kept accompanied by the relevant share certificate(s) and such other evidence as the Board may reasonably require to show the right of the transferor to make the transfer (and if the instrument of transfer is executed by some other person on his behalf, the authority of that person to do so) and if the instrument of transfer is in favour of not more than four transferees.

If the Board refuses to register a transfer of any share, it shall within two months after the date on which the transfer was lodged with the Company, send to each of the transferor and transferee, notice of the refusal.